M. L. Humphrey: AML Compliance Fundamentals

Cover: 9781637440728 | AML Compliance Fundamentals | M. L. Humphrey | Taschenbuch | Englisch

Rückseite: 9781637440728 | AML Compliance Fundamentals | M. L. Humphrey | Taschenbuch | Englisch

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Sprache: Englisch

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Beschreibung

In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.

This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.

Über den Autor

M.L. (Muffie) Humphrey is a former stockbroker with degrees in Economics, Anthropology, and Psychology from Stanford and an MBA from Wharton who spent close to twenty years as a regulator and consultant in the financial services industry.

Details

Erscheinungsjahr:	2022
Fachbereich:	Allgemeines
Genre:	Importe , Wirtschaft
Rubrik:	Recht & Wirtschaft
Medium:	Taschenbuch
Inhalt:	Kartoniert / Broschiert
ISBN-13:	9781637440728
ISBN-10:	1637440723
Sprache:	Englisch
Einband:	Kartoniert / Broschiert
Autor:	Humphrey, M. L.
Hersteller:	M.L. Humphrey
Verantwortliche Person für die EU:	Libri GmbH, Europaallee 1, D-36244 Bad Hersfeld, gpsr@libri.de
Maße:	203 x 133 x 7 mm
Von/Mit:	M. L. Humphrey
Erscheinungsdatum:	11.10.2022
Gewicht:	0,143 kg